NAICS Code Lookup

Investment Banking and Securities Dealing

General

NAICS Code
523110
Industry
Finance and Insurance

Phraseology

Investment Banking and Securities Dealing

Description

This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers.

Examples

  • Bond dealing (i.e., acting as a principal in dealing securities to investors)
  • Stock option dealing
  • Securities underwriting

Alternate NAICS Descriptions

  • Banking, investment
  • Bond dealing (i.e., acting as a principal in dealing securities to investors)
  • Commercial paper dealing (i.e., acting as a principal in dealing securities to investors)
  • Investment banking
  • Making markets for securities
  • Market making for securities
  • Paper, dealing of commercial (i.e., acting as principal in dealing securities to investors)
  • Securities dealers (i.e., acting as a principal in dealing securities to investors)
  • Securities dealing (i.e., acting as a principal in dealing securities to investors)
  • Securities distributing (i.e., acting as a principal in dealing securities to investors)
  • Securities floor traders (i.e., acting as a principal in dealing securities to investors)
  • Securities flotation companies
  • Securities originating (i.e., acting as a principal in dealing securities to investors)
  • Securities trading (i.e., acting as a principal in dealing securities to investors)
  • Securities underwriting
  • Stock options dealing (i.e., acting as a principal in dealing securities to investors)
  • Trading securities (i.e., acting as a principal in dealing securities to investors)
  • Underwriting securities

Related NAICS Codes

  • Establishments primarily engaged in acting as agents (i.e., brokers) in buying or selling securities on a commission or transaction fee basis are classified in Industry 523120, Securities Brokerage; and
  • Investment clubs or individual investors primarily engaged in buying or selling financial contracts (e.g., securities) on their own account are classified in Industry 523910, Miscellaneous Intermediation.

Cross Reference

Find industry codes related to the NAICS Code 523110. This includes General Liability, NAICS, and state and NCCI Class Codes.

General Liability (GL)

61223 Buildings or Premises--Bank and Other Financial Institutions

SIC

6211 Security Brokers and Dealers

NCCI Class Code

8810 Clerical Office Employees NOC.

CA Class Code

8808 Banks

DE Class Code

0988 Bank

MI Class Code

8810 CLERICAL OFFICE EMP; DRAFTING EMP; BANK TELLERS; LIBRARY OR MUSEUM EMP

NJ Class Code

8810 CLERICAL OFFICE EMPLOYEES NOC

NY Class Code

8810 CLERICAL OFFICE EMPLOYEES NOC

PA Class Code

0988 Bank

TX Class Code

8810 Clerical Office Employees NOC

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